Abstract
Dense and narrow rings have been discovered recently around the small Centaur object Chariklo1 and the dwarf planet Haumea2, while being suspected around the Centaur Chiron3, although this point is debated4. They are the first rings observed in the Solar System elsewhere than around giant planets. In contrast to giant planets, gravitational fields of small bodies may exhibit large non-axisymmetric terms that create strong resonances between the spin of the object and the mean motion of ring particles. Here we show that modest topographic features or elongations of Chariklo and Haumea explain why their rings are relatively far away from the central body, when scaled to those of the giant planets5. Resonances actually clear on decadal timescales an initial collisional disk that straddles the corotation resonance (where the particles' mean motion matches the spin rate of the body). Quite generically, the disk material inside the corotation radius migrates onto the body, while the material outside the corotation radius is pushed outside the 1/2 resonance, where the particles complete one revolution while the body completes two rotations. Consequently, the existence of rings around non-axisymmetric bodies requires that the 1/2 resonance resides inside the Roche limit of the body, favouring faster rotators for being surrounded by rings.
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Main
Chariklo and Haumea’s non-axisymmetric gravity fields raise new and rich dynamical issues that are not encountered for rings around the giant planets. The strong coupling between the body and the surrounding collisional disk put tight constraints on the ring final location. This is the main topic of this Letter, while the possible formation scenarios for those rings, which are discussed elsewhere1,2,6,7,8,9,10,11, will not be addressed here.
To be more specific, Haumea is a triaxial ellipsoid with principal semi-axes A > B > C and elongation \(\mathit{\epsilon} \) ~ 0.61 (see Table 1). Chariklo’s shape is less constrained due to scarce observations. Extreme solutions12 are a spherical Chariklo of radius Rsph = 129 km with topographic features of typical heights z ~ 5 km, or an ellipsoid with elongation \(\mathit{\epsilon} \) ~ 0.20. The two bulges associated with those elongations contain large masses (of order \(\mathit{\epsilon} \)) compared with the body itself. Even a 5 km topographic feature on Chariklo represents a mass anomaly μ ~ (z/2Rsph)3 ~ 10−5 relative to the body. This is much larger than the mass of Janus (a small satellite that confines the outer edge of Saturn’s main rings) with μ ~ 3 × 10−9, or putative Saturnian mass anomalies13, with μ < 10−12, supporting the strong coupling mentioned earlier.
Figure 1 outlines two possible configurations of Chariklo’s dynamical environment, one with a mass anomaly and one with an elongated body. In both cases, there are four fixed points C1, … C4 near the corotation radius acor ~ (GM/Ω2)1/3 = R/q1/3, where the dimensionless rotation parameter q is defined by
G being the gravitation constant, M the mass of the body, Ω its spin rate and R denoting either the radius Rsph of a sphere or the reference radius of the ellipsoid (Table 1).
In principle, the region around C2 or C4 may host ring arcs, but these points being potential maxima, arcs are unstable against dissipative collisions over timescales of some 104 years at most. Moreover, for Chariklo’s elongations larger than the critical value \(\mathit{\epsilon} _{{\mathrm{crit}}}\) ~ 0.16 (which is the case here with the adopted value \(\mathit{\epsilon} \) = 0.20), the points C2 and C4 are linearly unstable (see Methods). Consequently, particles moving away from C2 or C4 rapidly collide with the body (Fig. 1), This problem is exacerbated in the case of Haumea, because of its larger elongation, \(\mathit{\epsilon} \) ~ 0.61.
Particles with mean motion n and epicyclic frequency κ experience Lindblad resonances (LRs) for
where m is an integer. The resonances occur either inside (m > 1) or outside (m < 0) the corotation radius (Fig. 1), with only even values of m allowed in the ellipsoid case, due to symmetry reasons (Methods). Only disks revolving in a prograde direction are considered here. Retrograde resonances are weaker14 and will not be studied here. Since κ ~ n, the relation above reads n/Ω ~ m/(m − 1), referred to as an m/(m − 1) LR. In a disk dense enough to support collective effects (self-gravity, pressure or viscosity), an m/(m − 1) LR forces a m-armed spiral wave that receives a torque
This formula encapsulates in separate factors the sign of the torque, the physical parameters of the disk (n and its surface density Σ0) and of the perturber (M, R, Ω), and an intrinsic dimensionless strength factor \({\cal A}_m\) (see Methods). Importantly, this is a generic formula that applies in contexts as different as galactic dynamics15,16, circumstellar accretion disks17, protoplanetary disks18, or planetary rings and interiors19,20,21. Moreover, both the sign of the torque and its value are largely independent of the physics of the disk20, providing a robust estimation of Γm even ignoring the detailed processes at work.
Equation (3) shows that the LRs cause the migration of the disk material away from the corotation. An annulus of width W and average radius a has most of its angular momentum \(H\) ~ \(2\pi aW\Sigma _0\sqrt {GMa}\) = \(2\pi \Sigma _0W\left( {\mathrm{\Omega} R^3{/}q} \right)\) transfered to the body over a migration timescale
where Trot = 2π/Ω is the rotation period of the body. The summation includes the relevant torques Γm that apply inside the annulus (Fig. 2). Note that the current angular momentum of Chariklo’s rings is less than 10−5 of that of the body1,6. Even considering an initial disk 100 times more massive, the reaction torque of the disk on the body has a negligible effect on Chariklo’s rotation rate, with similar conclusions for Haumea.
We estimate tmig for two annuli around Chariklo, one initially placed inside the corotation radius, and one placed outside. Figure 2 shows that: (1) a difference A − B as small as a kilometre (\(\mathit{\epsilon} \) ≲ 0.01) causes a rapid, decadal-scale outward migration of the outer annulus; (2) the resonances on the inner annulus are weaker, but tmig remains geologically short (≲Myr) for A − B ≳ 5 km; (3) even ~5-km topographic features are sufficient to induce migration timescales of a few Myr.
Numerical simulations can test those mechanisms. Global collisional codes have been run22, but with no torque appearing as the potentials considered were axisymmetric. Other local simulations do consider elongated bodies23, but not rotating, hampering again any torque. Here we performed numerical integrations using a simple Stokes-like friction acting on the particles
where vr is the particle radial velocity and η is a dimensionless friction coefficient. This friction dissipates energy while conserving angular momentum, thus being a good proxy for collisions at low computing cost. Figure 3 shows results using η = 0.01 (see Methods for the choice of η). As mentioned earlier, the specific form of γStokes and the value of η have little effects on the resonant torque Γm, when compared with more realistic situations including collisions and self-gravity.
We have checked numerically the dependence \(t_{{\mathrm{mig}}} \propto {\cal A}_m^{ - 2}\) (equation (4)). This saves computing time in the case of a mass anomaly by using μ = 0.005 (instead of ~10−5), hence speeding up migration timescales by a factor 5002 = 2.5 × 105, an effect accounted for in Fig. 3a–d. In contrast, the integration shown in Fig. 3e–h uses a realistic Chariklo’s elongation \(\mathit{\epsilon} \) = 0.20, with no further corrections applied. Figure 3 confirms our calculations, that is (1) the rapid infall of particles onto Chariklo’s equator inside the corotation radius, exacerbated by the fact that the large orbital eccentricities enhance collisions with the body, and due to the unstable character of the C2 and C4 points for \(\mathit{\epsilon} \) = 0.20 (Fig. 1); (2) the strong torques up to the 1/2 resonance, which pushes the disk material outwards. Our integrations actually show that inward of the 1/2 resonance, and between discrete LRs, the orbital eccentricities remain sufficiently excited to cause a slower but still significant migration away from the corotation radius.
A LR opens a cavity in the disk if Γm exceeds the viscous torque19 Γν = 3πna2νΣ0, where the kinematic viscosity ν = h2n is related to the ring vertical thickness h (see Methods). From equation (3), we obtain
Using h ~ 10 m (see Methods) and z ~ 5 km we get \(\left| {\Gamma _{ - 2}/\Gamma _{\mathrm{\nu}} } \right|\sim 3 \times 10^{ - 2}\) for m = −2 (2/3 outer LR). Thus, a 5 km feature is too weak to open a cavity, but not by much owing to the steep dependence of \({\cal A}_m^2 \propto \mu ^2 \propto z^6\). In contrast, the torque exerted by an ellipsoid with \(\mathit{\epsilon} \) = 0.20 is overwhelming (by six orders of magnitude) at the 2/3 LR compared with Γν. Since \({\cal A}_{ - {\mathrm{2}}}\) ∝ \(\mathit{\epsilon} \) (see Methods), ellipsoids with A − B as small as 0.1 km are actually able to carve a cavity inside the 2/3 LR.
Chariklo and Haumea’s elongations considered here are large enough to strongly perturb a ring near the 1/2 resonance, although no torque formula is available at that resonance in the ellipsoid case, because it is of second-order nature (it must actually be noted 2/4, and is not a LR; see Methods). This said, the final radius of the cavity depends on processes that are not considered here, since our friction law is an oversimplification of actual collisions. More importantly, accretion into satellites takes over as the Roche limit is approached, leading to complex ring–satellite interactions like shepherding. Nevertheless, our results show that either due to mass anomalies or body elongation, rings should not exist inward of the 1/2 resonance at a1/2 = 22/3acor. This is consistent with what is observed for Chariklo and Haumea.
In fact, the ring existence requires that a space exists between a1/2 and the Roche limit aRoche, to prevent the ring accretion into satellites. From aRoche ~ (3/γ)1/3(M/ρ′)1/3, where ρ′ is the density of the ring particles, and γ is a factor describing the particle shape24, the condition a1/2 < aRoche reads
Thus, a non-axisymmetric body must rotate fast enough and/or the particles be underdense enough for a ring to exist. Although γ and ρ′ are poorly known, we can consider the preferred value γ = 1.6 that describes particles filling their lemon-shaped Roche lobes25, and ρ′ ~ 450 kg m−3, typical of the small moons orbiting near Saturn’s rings26, and a good proxy of ring particle densities. Equation (7) then requires rotation periods shorter than about 7 h, a condition met by both Chariklo and Haumea.
Our model predicts that the inner part of the disk may be deposited on the equator of the body, forming a ridge akin to that of the Saturnian satellite Iapetus. It has been proposed that this ridge is due to the presence of a transient ring that rained down onto Iapetus’ equator due to the torque from a former subsatellite27,28,29. This may happen on short timescales. For instance, equation (4) shows that a 10-km-radius satellite orbiting at 500 km pushes an initial disk extending from the surface to 400 km in less than 1 Myr. In our case, the disk decay is caused by the body itself. The infall timescales are of many years (Fig. 2) and impact angles on the surface are very shallow, with velocities less than 1 km s−1, ensuring that the material piles up as a ridge instead of forming craters. Future stellar occultations might detect such ridges on Chariklo or Haumea.
In a broader and more speculative perspective, it is interesting to consider the orbital distribution of satellites of asteroids and trans-Neptunian objects. Supplementary Fig. 1 shows a histogram of the satellite orbital periods, expressed in units of the rotation periods of the primaries. Apart from a conspicuous peak corresponding to synchronous, tidally evolved orbits, this histogram indicates a clearing between the corotation radius and the outer 1/2 resonance, followed by a steady increase beyond this resonance. This distribution might be the signature of satellite formation proceeding from an initial collisional disk that has been pushed away by the resonant mechanism described here.
Methods
We calculate the potential outside a body in two simple cases: a topographic feature located at the equator of a spherical object and a homogeneous triaxial ellipsoid. Calculations are restricted to the equatorial plane of the body, where a collisonal disk is expected to settle.
Topographic feature
We consider a spherical body of mass M, radius Rsph and centre \({\cal C}\) with an equatorial topographic feature of mass μ relative to the mass of the body, that rotates with period Trot and angular velocity Ω = 2π/Trot. We denote O as the centre of mass of the body plus the topographic feature, r the position vector of the particle, measured from the centre of the body, r = ||r||, θ = L − LA, where L is the true longitude of the particle, and LA = Ωt is the orientation angle of the topographic feature, counted from an arbitrary origin. Finally, R is the vector that connects the centre of mass O to the topographic feature and Δ = r − R. The potential acting on the particle at position r in a frame fixed at \({\cal C}\) is:
where the last term is the indirect part stemming from the motion of \({\cal C}\) around O. Using \({\cal {C}}{\mathbf{O}}\) = μR and the definition of the rotational parameter q (equation (1)), we obtain
where the \(b_{1/2}^{(m)}\)’s are the classical Laplace coefficients.
Homogeneous triaxial ellipsoid
We now consider a homogeneous triaxial ellipsoid of mass M and semi-axes A > B > C. The potential U(r) can again be expanded in a series in cos(mθ), where θ is now the difference between the true longitude of the particle and the orientation of the largest axis of the ellipsoid. Only even values of m must appear to ensure the invariance of the potential under a rotation of π radians. Thus, posing m = 2p
In the three-dimensional case, we use equation (64) of ref. 30, where the m index used by this author is replaced by p in our version. Correcting for the typo in ref. 30, in which the index m should vary from 0 to l (and not from 1 to l):
where φ is the latitude. The coefficient Pl,p is the associated Legendre polynomial, whose classical expression is
Note that the factor (−1)p is absent right after equation (2) of ref. 30, but is transfered to the coefficient Klp used by this author (his equation (3)).
Here we consider particles moving in the equatorial plane of the body, that is φ = 0. Using the binomial expansion of (u2 − 1)l, we obtain:
Moreover, from the last equation of ref. 31, we have:
where δ(0,p) is the Kronecker delta function. Because we want both negative and positive values of p in equation (10), it is convenient to modify equation (11) so that p varies from −∞ and +∞. This can be accommodated by replacing the factor (2 − δ(0,p)) by 1 in equation (14), and replacing p by \(\left| p \right|\) when calculating P2l,2p and C2l,2p. Thus
where Q2l,2|p| = C2l,2|p|P2l,2|p|(0). Moreover, the reference radius R is defined by
Finally, a closed form of U(r) outside the body that depends on A, B and C can be derived, with
The dimensionless parameters \(\mathit{\epsilon} \) and f measure the elongation and oblateness of the body, respectively:
Note that in the limiting case where \(\mathit{\epsilon} \) tends to zero, \(\mathit{\epsilon} \) ~ (A − B)/A. In the limiting case where f tends to zero and the body is axisymmetric (\(\mathit{\epsilon} \) = 0), f ~ (A − C)/A, the usual definition of oblateness.
The term Q2l,2|p| is of order l in (\(\mathit{\epsilon} \)f). For evaluating the effect of LRs, it is enough to consider the term of lowest order in R/r in equation (15), corresponding to l = |p|. Defining the sequence \(S_{\left| p \right|} = Q_{2\left| p \right|,2\left| p \right|}{/}\mathit{\epsilon} ^{\left| p \right|}\) and from m = 2p, we obtain
where S|p| is recursively given by
The potential (equation (19)) has been implemented in numerical schemes to integrate the motion of particles around an elongated body (adding the Stokes-like friction of equation (5)). We have truncated the expansion of the potential above \(\left| m \right| > 10\), which is justified by the fact that the resonance strength rapidly decreases as m increases (Fig. 2). In the numerical integrations, the initial velocities assigned to the particles is simply the local circular Keplerian velocity around a body of mass M. The Stokes-like friction rapidly damps any radial motions caused by this choice, over a transient timescale 1/ηΩ. Taking η = 0.01 (see below), this corresponds to about 15 revolutions around the body, a short time compared with the integrations performed here.
Moreover, equation (15) yields the axisymmetric part of the potential by making p = 0
which in turns provides the particle mean motion and horizontal epicyclic frequency:
In our numerical integrations, we have kept the lowest order term in R/r, corresponding to l = 1, that is U0(r) = −(GM/r)[1 + (f/5)(R/r)2]. Identification with classical formulae shows that this corresponds to a body with dynamical oblateness J2 = (2/5)f. This approximation provides:
Expansion of the disturbing function
The potential in equation (9) can be expressed as U(r) = −GM/r − \({\cal R}\), where \({\cal R}\) is the classical disturbing function:
It can be expressed in terms of the orbital elements of the particle, a, e, λ and ϖ (semi-major axis, eccentricity, mean longitude and longitude of periapse, respectively), using for example the formalism presented in chapter 6 and appendix B of ref. 32 to describe perturbations by a satellite. This transformation uses operators fn that contain multiplications by powers of the ratio β = a/Rsph and the differential operator D = d/dβ. The only difference with the case of satellite perturbations is that the ratio a/Rsph replaces the ratio a/as, where as is the satellite semi-major axis.
In the case of an ellipsoid, \({\cal R}\) is derived from equation (19)
The same formalism as in ref. 32 can be applied, that is, using exactly the same operators fn. Identifications term by term in the summations above show that it is sufficient for that to replace Rsph by R and \(\mu b_{1/2}^{(m)}(r{/}R_{{\mathrm{sph}}})\) by \(2(R{/}r)^{\left| m \right| + 1}S_{\left| {m/2} \right|}\mathit{\epsilon} ^{\left| {m/2} \right|}\).
Corotation resonance
The potential near the corotation radius acor, as observed in a frame corotating with the body, is
where the azimuthal function f(θ) is given in Supplementary Table 1, and \({\mathrm{\Delta }}r = r - a_{{\mathrm{cor}}} \ll a_{{\mathrm{cor}}}\). Examples of isopotential levels for the two cases examined here are displayed in Fig. 1. Note that the corotation points associated with the mass anomaly mimic the Lagrange points L1, … L5, except that L1 and L2 have merged into a single saddle point C1 where the potential remains finite. Also, the points C2 and C4 are close to but not at 60° from C1. That angle actually depends on q (see Supplementary Table 1) and is close to 70° in the particular example displayed in Fig. 1.
Near acor, the particles follow the trajectory (3/8)(Δr/acor)2 + f(θ) ~ constant. They are nothing else than the level curves of the potential in a frame corotating with the body (Fig. 1), except for a dilation by a factor two with respect to acor (ref. 33). The full radial width of the trajectory is then \(W_{{\mathrm{cor}}} = 2\sqrt {8{\mathrm{\Delta }}f{/}3} \), where Δf = fmax − fmin is the total variation of f(θ) over [0, 2π].
For order of magnitude considerations, we note that Δf ~ μ for the case of the mass anomaly. In the case of the ellipsoid, and for sake of estimation, we can simplify the expression (19) further by taking the lowest orders p = 0 and \(\left| p \right| = 1\), that is (noting that S1 = 0.15)
so that f(θ) ~ (3/10)q2/3\(\mathit{\epsilon} \) cos(2θ) and thus Δf ~ (3/5)q2/3\(\mathit{\epsilon} \), from which we derive
in each of the two cases examined here. For a typical Chariklo topographic feature (μ ~ 10−5), we obtain a narrow corotation region with Wcor,μ ~ 2 km only, while for \(\mathit{\epsilon} \) ~ 0.20, \(W_{{\mathrm{cor}},\mathit{\epsilon} }\) ~ 130 km, meaning that the corotation region fills in all the space between acor and Chariklo’s surface (Fig. 1).
If ring arcs are present near C2 and C4, they should be destroyed by viscous spreading timescales \(t_{{\mathrm{spread}}}\sim W_{{\mathrm{cor}}}^2{/}\nu \), where ν is the kinematic viscosity. This quantity can be parametrized as ν = h2n, where h typically represents, for a dense disk, the size of the largest particles, or equivalently, the vertical thickness of the ring34. The local velocity field in Chariklo or Haumea’s rings are comparable to those of Saturn1. Consequently, the collisional physics in those systems is expected to be similar6, that is h ~ 10 m (ref. 34). From the expressions of Wcor derived above, we obtain tspread,μ ~ 2μ(R/h)2Trot for a mass anomaly μ, and \(t_{{\mathrm{spread,}}\mathit{\epsilon} }\) ~ \(\mathit{\epsilon} \)(R/h)2Trot for an ellipsoid. With μ ~ 10−5, we obtain very short escape times (a few years) of the arc material from the corotation region, if caused by a mass anomaly. The spreading time is longer, some 104 years, but still geologically short if the corotation is controled by an ellipsoid with elongation \(\mathit{\epsilon} \) ~ 0.20.
The corotation points C2 and C4 are linearly unstable if the potential V(r) meets the condition
where the indices x and y are short-hand notations for partial derivatives32.
For the classical L4 and L5 points (corresponding to q = 1), this condition leads to the Gascheau–Routh criterium μ > 0.0385…. For the cases examined here, q is smaller than but of order unity, so that the critical value of μ remains close to 0.04. This value is safely avoided for Chariklo, as it would correspond to an unrealistic feature with z = 80 km.
In the case of the ellipsoid, it is found from equations (27) and (29) that C2 and C4 are unstable for:
Using q = 0.226 for Chariklo implies \(\mathit{\epsilon} _{{\mathrm{crit}}}\) ~ 0.16, which is a bit smaller than to Chariklo’s adopted elongation (Table 1), making the points C2 and C4 unstable (see main text). Haumea’s elongation \(\mathit{\epsilon} \) = 0.61 is well beyond the critical value, making C2 and C4 highly unstable.
Lindblad resonances
A particle revolving around the central body is submitted to a potential of generic form
The quantities r and L can be expressed in terms of the keplerian elements of the particle, a, e, λ and ϖ defined earlier. In doing so, terms with frequency jκ − m(n − Ω) appear in the expansion of U(r), where κ is the particle horizontal epicyclic frequency and j is a non negative integer. Each term for which
describes a resonance between the mean motion of the particle and the spin rate of the body. For bodies close to spherical, we have κ ~ n, and the condition above reads
referred to as an orbit-spin m/(m − j) resonance. Its associated resonant critical angle is
In the case of an ellipsoid, the potential (19) contains only even terms of the form 2pθ, so that the only resonances encountered have the form
The classical d’Alembert’s rule implies that the term responsible for the m/(m − j) resonance is of order ej. Consequently, the strongest resonances are those with j = 1, and are classically referred to as Lindblad eccentric resonances, or simply LRs.
Note that we classically restrict the qualifier ‘Lindblad’ to resonances of first order in e, that is of the form κ = m(n − Ω). Lindblad resonances of higher orders k > 1 are possible when they are forced by a satellite with eccentric orbit es. Then, the resonant term in the forcing potential is proportional to \(ee_{\mathrm{s}}^{k - 1}\), that is still of first order in e, but of total order k in ees. In those cases, Ω must be replaced by a pattern speed Ωpat that accounts for higer-order harmonics in the satellite motion32. Those complications do not arise here because all the mass elements of the body execute circular motions around the centre of mass.
The corresponding terms in the expansion of U(r) are easily obtained by using the first-order expansions, r ≈ a − ae cos(λ − ϖ) and L ≈ λ + 2e sin(λ − ϖ). Introducing them into \(\mathop {\sum}\nolimits_{ - \infty }^{ + \infty } {\kern 1pt} U_m(r) {\mathrm{cos}}\left[ {m\left( {L - \lambda _A} \right)} \right]\), we obtain to first order in eccentricity
where
is the resonant angle associated with the m/(m − 1) LR and
To separate the effects of the physical parameters of the body (Ω, R, q) and the effects of the resonances per se, we define a new dimensionless coefficient \({\cal A}_m\) = −(q/Ω2R2)Am, so that the potential can eventually be split into a corotation and a LR part
The coefficients \({\cal A}_m\) are obtained from equations (9), (19) and (38), and are listed in Supplementary Table 1. For large values of \(\left| m \right|\), \({\cal A}_m\) has the exponential behaviour \({\cal A}_m\) ∝ K|m| (K being a constant depending on the problem considered). Using Chariklo’s parameters (q = 0.226), we obtain asymptotically that \({\cal A}_m\) ∝ 0.54|m|μ ∝ 0.54|m|z3 in the mass anomaly case, and \({\cal A}_m\) ∝ (1.93\(\mathit{\epsilon} \)q2/3)|m/2| = (0.72\(\mathit{\epsilon} \))|m/2| in the ellipsoid case, using q = 0.226 (Chariklo case). Note that m is even in the latter case and that the 2/3 LR is the strongest of all (Fig. 2), with \({\cal A}_{ - 2}\) ∝ \(\mathit{\epsilon} \).
Choice of the friction coefficient η
Equation (5) introduces a dimensionless friction coefficient η that quantifies the drag applied to the ring particles in our numerical integrations. Note that we do not consider any other forces acting on the particles, such as radiation pressure or Poynting–Robertson drag. This is justified by the fact that both Chariklo and Haumea’s rings probably contain mainly centimetre- to metre-sized particles, which are stable against Poynting–Robertson drag over hundreds of millions years1,6. This said, the choice of η is rather arbitrary as it does not enter in the expression of the torque Γm (equation (3)). However, it does define the typical width Δam of the m/(m − 1) LR, defined as the region over which most of the torque Γm is deposited around the resonance radius am. To be as realistic as possible about Δam, we choose the value of η to match the expected disk properties.
Following the formalism of ref. 20, the dimensionless width α = Δam/am of the resonance is determined by the dominant physical process at work in the disk, which can be self-gravity, viscosity or pressure. In the self-gravity case, α is given by
where G is the gravitational constant and Σ0 is the disk surface density. Using Σ0 = 500–1,000 kg m−2 (ref. 6), a rotation period of 7 h (Table 1), we obtain a typical value αG ~ 2 × 10−3.
If viscosity prevails, then α takes the form \(\alpha _{\mathrm{\nu}}\) = \(\left[ {7\nu {/}\left( {9\left| m \right|\mathrm{\Omega} a_m^2} \right)} \right]^{1/3}\) = \(\left[ {7{/}\left( {9\left| {m - 1} \right|} \right)} \right]^{1/3}\left( {h{/}a_m} \right)^{2/3}\). Taking h ~ 10 m and a typical am ~ 250 km, we obtain αν ≲ 10−3, with similar values if the disk is pressure dominated. This shows that Chariklo’s rings are likely to be dominated by self-gravity near LRs. Finally, the coefficient α associated with a Stokes-like force as in equation (5) is αη = 2η/3|m|, so that η ~ 0.01 provides a realistic estimation of the LR widths in Chariklo’s rings, that is αη ~ αG. The same exercise can be performed for Haumea’s rings, yielding smaller values of η, since both the spin rate Ω and the radii am are larger in this case. However, the orders of magnitude remain the same and the main conclusions of this work are not altered.
Higher-order resonances
Besides the first-order LRs considered in the main text (equation (2)), higher-order n/Ω = m/(m − j) resonances appear, corresponding to j > 1 (as explained above, they are not LRs). Being of order ej, they are weaker than the LRs. Nevertheless, they may have significant effects in the ellipsoidal case, owing to the large values of Chariklo and Haumea’s elongation parameters \(\mathit{\epsilon} \).
In that case, combining d’Alembert’s rule and equation (19), we see that a m/(m − j) resonance is of global order ej\(\mathit{\epsilon} \)|m/2| (m even). For instance, while the outer 1/2 (first order) LR appears in the case of a mass anomaly, it only exists in its second-order version 2/4 (m = −2, j = 2) in the case of the ellipsoid. Similarly, the outer 1/3 LR appears in its second-order version with a mass anomaly, but only in its fourth-order version 2/6 (m = −2, j = 4) when caused by an ellipsoid.
To our knowledge, no evaluation of the torque exerted at a m/(m − j) resonance with j > 1 has been published. There are two reasons for that. First, the hydrodynamical equations describing the disk must be expanded to jth order in the perturbations, a challenging task. Second, such resonances cause streamline self-crossings. It can be shown (B.Sicardy et al., manuscript in preparation) that near a m/(m − j) resonance, where m and j are relatively prime, a periodic resonant streamline has j braids with |m|(j − 1) self-crossing points. This creates singularities in the hydrodynamical equations (shocks), even for vanishingly small perturbations, thus requiring new kinds of treatments.
This said, we see that although the 2/4 resonance (ellipsoid case) is of second order in the particle eccentricity, it does not induce self-crossing streamlines as the ratio 2/4 can be reduced to 1/2, resulting in |−1|(1 − 1) = 0 self-crossing points. Still, as mentioned above, no expression of the resonance torque exists because of the second-order nature of that resonance. A general behaviour can nevertheless be sketched. At second order in eccentricity, equation (39) is replaced by
where now ϕm = [mλA − (m − 2)λ − 2ϖ]/2 (with m even). The expression of \({\cal B}_m\) can be retrieved from ref. 32. It involves the operator
that must be applied to each term of the expansion given in equation (19). This provides
which reduces to \({\cal B}_{ - 2}\) = −2.55(R/a1/2)3\(\mathit{\epsilon} \), where a1/2 is the radius of exact 2/4 resonance. The phase portrait of this resonance is found in various works (for example, ref. 32). Posing X = e cos(ϕ2/4) and Y = e cos(ϕ2/4) (ϕ2/4 = 2λ − λA − ϖ), it can be shown that the origin (X, Y) = (0, 0) is always a fixed point. It is stable, except for a narrow interval of initial semi-major axes a1/2(1 − 0.25\(\mathit{\epsilon} \)) ≲ a ≲ a1/2(1 + 0.25\(\mathit{\epsilon} \)), the coefficient ~0.25 stemming from the particular values of R and q used here. In that interval (of width ~25 km for Chariklo and ~375 km for Haumea, from Table 1), the origin (X, Y) = (0, 0) is an unstable hyperbolic point, so that ring particles initially orbiting on those circular orbits periodically acquire orbital eccentricities of order \(e\sim \sqrt {0.25\mathit{\epsilon} } \). This shows that a Chariklo with elongation \(\mathit{\epsilon} \) ~ 0.20 forces large excentricities (e ~ 0.2) at the second-order 2/4 resonance (see an example in Supplementary Fig. 2), while Haumea \(\mathit{\epsilon} \) ~ 0.61 forces even larger values (e ~ 0.35) that lead to collisions with the body. The 2/4 resonant zone is thus a highly perturbed region where no ring is expected to survive.
Turning to the second-order 1/3 (mass anomaly) and fourth-order 2/6 (ellipsoid) resonances, we see that it is the unique prograde resonant orbit with only one self-crossing point (corresponding to m = −1 and j = 2, so that |m|(j − 1) = 1). Our numerical integrations show no significant effect of the 2/6 resonance on the particle motion, even with an elongation as high as \(\mathit{\epsilon} \) = 0.61 (Haumea’s case). This stems from the fourth-order nature of that resonance. It is noteworthy that both Chariklo and Haumea’s rings are close to the 1/3 resonance configuration2,12, possibly leading to yet-to-be explicited more subtle confining effects of a narrow ring at that location. This makes further investigations (in particular using collisional codes) highly desirable.
Code availability
We have opted not to make our codes available as we cannot guarantee their correct performance on different computing platforms.
Data availability
The data that support the plots within this paper and other findings of this study are available from the corresponding author upon reasonable request.
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Acknowledgements
The work leading to these results has received funding from the European Research Council under the European Community’s H2020 2014-2020 ERC Grant Agreement No. 669416 ‘Lucky Star’. P.S.-S. acknowledges financial support by the European Union’s Horizon 2020 Research and Innovation Programme, under Grant Agreement No. 687378 ('SBNAF'). We thank F. Combes for discussions on corotation and Lindblad resonances in the context of galactic dynamics, and T. Vaillant for comments on satellite formations and migrations.
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B.S., R.L. and M.E.M. contributed to the analytical calculations that describe the resonance dynamics around a non-axisymmetric body. B.S. wrote the paper and made the figures, with contributions from R.L., S.R., F.R. and P.S.-S. and J.D. F.R. provided insights for the application of this work to the formation of satellites around small bodies. Numerical integrations were independently performed by B.S, S.R. and F.R.
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Sicardy, B., Leiva, R., Renner, S. et al. Ring dynamics around non-axisymmetric bodies with application to Chariklo and Haumea. Nat Astron 3, 146–153 (2019). https://doi.org/10.1038/s41550-018-0616-8
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DOI: https://doi.org/10.1038/s41550-018-0616-8